Gary Rubin, financial advisor Indianapolis IN
86 score

Gary Rubin

CRD Number: 1250872
Current Firm: Schwab Private Client Investment Advisory, Inc.

Gary Rubin (CRD# 1250872) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Indianapolis, IN and has over 32 years of experience in the finance industry. Gary Rubin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Schwab Private Client Investment Advisory, Inc. Indianapolis, IN Jan 2012 - Current 4
Charles Schwab & Company, Inc. Indianapolis, IN Jun 2011 - Current 5
Charles Schwab Bank Indianapolis, IN Jun 2011 - Dec 2011 < 1
Global Perspectives Asset Management, LLC Roswell, GA Apr 2010 - Jun 2011 1
Charles Schwab & Company, Inc. Atlanta, GA Mar 1991 - Jan 2010 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Gary D. Rubin
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • AL
  • IN
By the Numbers
  • Total Assets Under Management
    67,823
    MILLIONS
  • Total Number of Accounts
    155,246
    ACCOUNTS
  • Average Account Value
    $436,876
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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