Holly WhartonCRD Number: 5402724
Current Firm: Northwest Financial Services Inc.
Holly Wharton (CRD# 5402724) is an Investment Advisor Representative working at Northwest Financial Services Inc. in Indianapolis, IN and has over 9 years of experience in the finance industry. Holly Wharton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
I4 Advisors LLC
Treybourne Wealth Planners
Canterbury Investment Management, LLC
|Northwest Financial Services, Inc.||Indianapolis, IN||May 2007 - Current||9|
|Nfp Securities, Inc.||Austin, TX||Aug 2007 - May 2011||3|
|Cedarville University||Cedarville, OH||Aug 2005 - May 2007||1|
|St. Philip Advocates||Battle Creek, MI||May 2006 - Aug 2006||< 1|
|Kellogg Community College||Battle Creek, MI||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2007|
Total Assets Under Management255MILLIONS
Total Number of Accounts335ACCOUNTS
Average Account Value$761,642
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, GA, IN, NE, OH, TX
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