James Abels, financial advisor Indianapolis IN

James Abels

CRD Number: 4667713
Current Firm: Mml Investors Services, LLC

James Abels (CRD# 4667713) is an Investment Advisor Representative working at Mml Investors Services, LLC in Indianapolis, IN and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Indianapolis, IN Mar 2017 - Current 7
Mass Mutual Life Insurance Company Indianapolis, IN Jul 2016 - Current 8
Metlife Securities, Inc. Indianapolis, IN Jan 2015 - Mar 2017 2
New England Securities Indianapolis, IN Jul 2010 - Jan 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2003
S66 NASAA Uniform Combined State Law Examination Nov 2010
Contact Info for James N. Abels
Phone Number: (413)737-8400
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    72,828
    MILLIONS
  • Total Number of Accounts
    351,645
    ACCOUNTS
  • Average Account Value
    $207,106
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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