John Harris (CRD# 4550187) is an Investment Advisor Representative working at Key Investment Services LLC in Brooklyn, OH and has over 21 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Key Investment Services LLC | Brooklyn, OH | Nov 2022 - Current | 1 |
| J.p. Morgan Securities,llc | Indianapolis, IN | Nov 2020 - Nov 2022 | 2 |
| J.p. Morgan Bank, N.a. | Indianapolis, IN | Nov 2020 - Nov 2022 | 2 |
| Tiaa-cref Individual & Institutional Services, LLC | Carmel, IN | Apr 2017 - Nov 2020 | 3 |
| Tiaa | Carmel, IN | Apr 2017 - Nov 2020 | 3 |
| J.p. Morgan Securities LLC | Westfield, IN | Oct 2012 - Apr 2017 | 4 |
| J.p. Morgan Chase Bank, N.a. | Westfield, IN | Apr 2011 - Apr 2017 | 6 |
| Rental Property | Anderson, IN | Aug 2010 - Feb 2017 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2002 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
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Total Assets Under Management4,188MILLIONS
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Total Number of Accounts26,437ACCOUNTS
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Average Account Value$158,412
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