Joseph Williams, financial advisor Indianapolis IN
93 score

Joseph Williams

CRD Number: 3148308
Current Firm: Pnc Investments

Joseph Williams (CRD# 3148308) is an Investment Advisor Representative working at Pnc Investments in Indianapolis, IN and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Pittsburgh, PA Mar 2016 - Current < 1
Regions Bank Carmel, IN Jul 2015 - Mar 2016 < 1
Cetera Investment Services LLC St Cloud, MN Jul 2015 - Mar 2016 < 1
Cetera Investment Advisers LLC Carmel, IN Jul 2015 - Mar 2016 < 1
J.p. Morgan Securities LLC Zionsville, IN Oct 2012 - May 2015 2
Chase Investment Services Corp Zionsville, IN Nov 2011 - Oct 2012 < 1
Key Investment Services Noblesville, IN Nov 2007 - Nov 2011 4
Natcity Investments, Inc. Indianapolis, IN Jun 2004 - Nov 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S65 NASAA Investment Advisors Law Examination Nov 1999
Contact Info for Joseph L. Williams
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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