Joseph Williams (CRD# 3148308) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Indianapolis, IN and has over 25 years of experience in the finance industry. Joseph Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fifth Third Securities | Indianapolis, IN | Nov 2019 - Current | 4 |
| Fifth Third Bank | Indianapolis, IN | Nov 2019 - Current | 4 |
| Lpl Financial, LLC | Indianapolis, IN | Dec 2017 - Nov 2019 | 1 |
| Global Retirement Partners, LLC | Indianapolis, IN | Dec 2017 - Nov 2019 | 1 |
| Pnc Investments | Pittsburgh, PA | Mar 2016 - Dec 2017 | 1 |
| Regions Bank | Carmel, IN | Jul 2015 - Mar 2016 | < 1 |
| Cetera Investment Services LLC | St Cloud, MN | Jul 2015 - Mar 2016 | < 1 |
| Cetera Investment Advisers LLC | Carmel, IN | Jul 2015 - Mar 2016 | < 1 |
| Unemployed | Indianapolis, IN | May 2015 - Jul 2015 | < 1 |
| J.p. Morgan Securities LLC | Zionsville, IN | Oct 2012 - May 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1999 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1999 |
- IN
-
Total Assets Under Management7,983MILLIONS
-
Total Number of Accounts40,143ACCOUNTS
-
Average Account Value$198,861
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.