Mark Vandygriff, financial advisor Indianapolis IN
83 score

Mark Vandygriff

CRD Number: 5459428
Current Firm: Sheaff Brock Investment Advisors, LLC

Mark Vandygriff (CRD# 5459428) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Sheaff Brock Investment Advisors, LLC Indianapolis, IN Jul 2014 - Current 2
Charles Schwab & Company, Inc. Indianapolis, IN Nov 2007 - Jun 2014 6
Hsbc Carmel, IN Jun 2006 - Nov 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
S63 Uniform Securities State Law Examination Jul 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark A. Vandygriff
Phone Number: 317-705-5700
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    1,101
    MILLIONS
  • Total Number of Accounts
    2,553
    ACCOUNTS
  • Average Account Value
    $431,091
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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