Nathan Brown, financial advisor Indianapolis IN
70 score

Nathan Brown

CRD Number: 5881601
Current Firm: Charles Schwab & Company, Inc.

Nathan Brown (CRD# 5881601) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Indianapolis, IN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Indianapolis, IN Jan 2015 - Current 1
Charles Schwab & Company,inc Indianapolis, IN Jan 2011 - Current 5
Capital First Realty Greenwood, IN Jul 2008 - Dec 2010 2
American Classifieds Thrifty Nickel Indianapolis, IN Jul 2006 - Jul 2008 2
Purdue University West Lafayette, IN Aug 2001 - Aug 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S66 NASAA Uniform Combined State Law Examination Dec 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Nathan J. Brown
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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