Richard Parker, financial advisor Indianapolis IN
93 score

Richard Parker

CRD Number: 5497397
Current Firm: Thurston, Springer, Miller, Herd & Titak, Inc.

Richard Parker (CRD# 5497397) is an Investment Advisor Representative working at Thurston, Springer, Miller, Herd & Titak, Inc. in Indianapolis, IN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Thurston, Springer, Miller, Herd & Titak, Inc. Indianapolis, IN Feb 2008 - Current 8
Thurston, Springer, Miller, Herd & Titak, Inc. Indianapolis, IN Feb 2008 - Current 8
Primrose Homes Carmel, IN May 2006 - Jul 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2008
S65 NASAA Investment Advisors Law Examination Sep 2008
Contact Info for Richard W. Parker
Phone Number: 317-581-4000
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    274
    MILLIONS
  • Total Number of Accounts
    1,035
    ACCOUNTS
  • Average Account Value
    $265,175
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, FL, GA, IL, IN, KY, NC, NH, OH, PA, TN, TX, VA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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