Richard Straub, financial advisor Indianapolis IN

Richard Straub

CRD Number: 712345
Current Firm: Stifel, Nicolaus & Company, Incorporated

Richard Straub (CRD# 712345) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Indianapolis, IN and has over 42 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Muncie, IN Feb 2017 - Current 5
City Securities Corporation Muncie, IN Oct 2010 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1980
S66 NASAA Uniform Combined State Law Examination Oct 2010
Contact Info for Richard D. Straub
Phone Number: 314-342-2000
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    148,561
    MILLIONS
  • Total Number of Accounts
    316,625
    ACCOUNTS
  • Average Account Value
    $469,203
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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