Robert Caplinger, financial advisor Indianapolis IN
83 score

Robert Caplinger

CRD Number: 1437425
Current Firm: Thurston, Springer, Miller, Herd & Titak, Inc.

Robert Caplinger (CRD# 1437425) is an Investment Advisor Representative working at Thurston, Springer, Miller, Herd & Titak, Inc. in Indianapolis, IN and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Thurston Springer Miller Herd & Titak, Inc. Indianapolis, IN Jan 2016 - Current < 1
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Jan 2016 1
Sterne Agee Financial Services, Inc. Lafayette, IN Sep 2014 - Jan 2016 1
Wrp Investments, Inc. Youngstown, OH May 2003 - Sep 2014 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert J. Caplinger
Phone Number: 317-581-4000
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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