Ronald Brock, financial advisor Indianapolis IN

Ronald Brock

CRD Number: 1349947
Current Firm: Sheaff Brock Investment Advisors, LLC

Ronald Brock (CRD# 1349947) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Pickle Indy LLC Indianapolis, IN Nov 2023 - Current < 1
Trust Advisors, LLC Indianapolis, IN Dec 2018 - Current 5
Innovative Portfolios LLC Indianapolis, IN Aug 2015 - Current 8
Salzinger Sheaff Brock, LLC Indianapolis, IN Feb 2009 - Current 15
Sbauer Funds, LLC Indianapolis, IN Dec 2007 - Current 16
Sheaff Brock Investment Advisors Indianapolis, IN Nov 2001 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1985
S66 NASAA Uniform Combined State Law Examination Nov 2001
Contact Info for Ronald R. Brock
By the Numbers
  • Total Assets Under Management
    1,050
    MILLIONS
  • Total Number of Accounts
    2,021
    ACCOUNTS
  • Average Account Value
    $519,385
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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