Samuel SmithCRD Number: 6993368
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Samuel Smith (CRD# 6993368) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Indianapolis, IN and has over 4 years of experience in the finance industry.
Canterbury Investment Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sanctuary Advisors, LLC
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Indianapolis, IN||Aug 2019 - Current||3|
|Charles Schwab & Company, Inc.||Indianapolis, IN||Jul 2018 - Aug 2019||1|
|Royal United Mortgage||Indianapolis, IN||Sep 2014 - Jul 2018||3|
|Robert Half-accounttemp||Carmel, IN||Jul 2014 - Aug 2014||< 1|
|Elco Of Indianapolis, LLC||Indianapolis, IN||Jun 2011 - May 2014||2|
|Enterprise||Indianapolis, IN||Jun 2011 - May 2014||2|
|Indiana State University||Terre Haute, IN||Aug 2008 - May 2014||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2019|
|S66||NASAA Uniform Combined State Law Examination||Jun 2019|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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