Seth ShepherdCRD Number: 6956745
Current Firm: Charles Schwab & Company, Inc.
Seth Shepherd (CRD# 6956745) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Indianapolis, IN and has over 4 years of experience in the finance industry.
Canterbury Investment Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sanctuary Advisors, LLC
|Charles Schwab Bank, Ssb||Indianapolis, IN||Dec 2019 - Current||3|
|Charles Schwab & Company, Inc.||Indianapolis, IN||May 2018 - Current||4|
|Law Office Of Bryan Davenport||Franklin, IN||Aug 2015 - May 2018||2|
|Jpmorgan Chase & Company||Greenwood, IN||Jun 2015 - May 2018||2|
|We Grow Indy||Indianapolis, IN||May 2016 - Aug 2016||< 1|
|Artis-naples||Naples, FL||Dec 2014 - May 2015||< 1|
|Southwest Florida Happy Feet||Estero, FL||Aug 2014 - Apr 2015||< 1|
|Chick-fil-a||Naples, FL||Aug 2013 - Dec 2014||1|
|Student||Naples, FL||Aug 2008 - Aug 2013||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2018|
|S66||NASAA Uniform Combined State Law Examination||Nov 2019|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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