Stephen Gustke, financial advisor Indianapolis IN
90 score

Stephen Gustke

CRD Number: 5944407
Current Firm: Signator Investors, Inc.

Stephen Gustke (CRD# 5944407) is an Investment Advisor Representative working at Signator Investors, Inc. in Indianapolis, IN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Sii Indianapolis, IN Feb 2014 - Current 2
Pruco Securities LLC Indianapolis, IN Jun 2011 - Feb 2014 2
The Prudential Insurance Company Of America Indianapolis, IN Jun 2011 - Feb 2014 2
Omni Hd Nashville, IN Mar 2011 - Aug 2011 < 1
Cornell University Ithaca, NY Aug 2008 - Dec 2010 2
Cayuga Community College Skaneateles, NY Jan 2005 - Jul 2008 3
Johnny Angels Skaneateles, NY Jan 2003 - Jan 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2011
S65 NASAA Investment Advisors Law Examination Feb 2014
Contact Info for Stephen A. Gustke
Phone Number: 800-543-6611
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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