Timothy BalesCRD Number: 5062888
Current Firm: Spc
Timothy Bales (CRD# 5062888) is an Investment Advisor Representative working at Spc in Indianapolis, IN and has over 15 years of experience in the finance industry. Timothy Bales has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Canterbury Investment Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sanctuary Advisors, LLC
|Sigma Financial Corporation||Ann Arbor, MI||Sep 2012 - Current||9|
|Spc||Annn Arbor, MI||Sep 2012 - Current||9|
|Sanders And Bales Financial Serv.||Indianapolis, IN||Oct 1993 - Current||28|
|Intrepid Finanical Planning Group||Indianapolis, IN||May 2008 - Sep 2012||4|
|Morris Group||Indianapolis, IN||Jan 2007 - Sep 2012||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2006|
|S65||NASAA Investment Advisors Law Examination||Sep 2008|
Total Assets Under Management5,588MILLIONS
Total Number of Accounts29,073ACCOUNTS
Average Account Value$192,210
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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