Walter NiemczuraCRD Number: 5889569
Current Firm: Raymond James Financial Services Advisors, Inc.
Walter Niemczura (CRD# 5889569) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Indianapolis, IN and has over 5 years of experience in the finance industry. Walter Niemczura has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Raymond James Financial Services Advisors Inc.||Indianapolis, IN||Mar 2016 - Current||< 1|
|Raymond James Financial Services, Inc.||Indianapolis, IN||Mar 2016 - Current||< 1|
|Ubs Financial Services Inc.||Indianapolis, IN||Feb 2011 - Mar 2016||5|
|Unemployed||Indianapolis, IN||Nov 2010 - Feb 2011||< 1|
|Fusion Alliance||Indianapolis, IN||Apr 2010 - Oct 2010||< 1|
|Technology Partnership Group||Indianapolis, IN||Nov 2009 - Apr 2010||< 1|
|Adept Properties, LLC||Indianapolis, IN||Jul 2006 - Oct 2009||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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