John GouloozeCRD Number: 4491551
Current Firm: Fifth Third Securities, Inc.
John Goulooze (CRD# 4491551) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Ionia, MI and has over 14 years of experience in the finance industry.
Gabridge & Company Financial Advisors, LLC
Financial Advisory Corporation
Shotwell Rutter Baer Inc.
|Fifth Third Securities||Gaylord, MI||Jul 2011 - Current||5|
|Chase Investment Services Corp||Cedar Springs, MI||Feb 2009 - Jul 2011||2|
|Shadowbox Distribution, LLC||Middleville, MI||Oct 2008 - Mar 2010||1|
|Affordable Health Insurance Agency Of Michigan Inc.||Grand Rapids, MI||Mar 2006 - Feb 2009||2|
|Principal Life Insurance Co||Grand Rapids, MI||Feb 2005 - Feb 2009||4|
|Princor Financial Services Corp||Grand Rapids, MI||Feb 2005 - Feb 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2002|
|S66||NASAA Uniform Combined State Law Examination||Mar 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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