James Wachendorf, financial advisor Iowa City IA

James Wachendorf

CRD Number: 604174
Current Firm: Nations Financial Group, Inc.
Compensation Model: Fee Only
James Wachendorf (CRD# 604174) is an Investment Advisor Representative working at Nations Financial Group, Inc. in Iowa City, IA and has over 35 years of experience in the finance industry. James Wachendorf has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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Professional Designations
Company Name Location Dates Years
Nations Financial Group, Inc. Cedar Rapids, IA Mar 1998 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1980
Contact Info for James C. Wachendorf
Phone Number: 319-393-9541
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    1,531
    MILLIONS
  • Total Number of Accounts
    5,156
    ACCOUNTS
  • Average Account Value
    $296,886
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, FL, IA, ID, IL, IN, KS, KY, MD, MI, MN, MO, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, TX, VA, WA, WI

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Data verified by both the advisor and the public regulatory data.

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