Lois JamesCRD Number: 1267995
Current Firm: Raymond James Financial Services Advisors, Inc.
Lois James (CRD# 1267995) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Iowa City, IA and has over 33 years of experience in the finance industry. Lois James has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Nations Financial Group, Inc.
Raymond James Financial Services Advisors, Inc.
|Keokuk County Farm||Iowa City, IA||Jun 2015 - Current||2|
|James Family LLC||Iowa City, IA||May 2009 - Current||8|
|Raymond James Financial Services Advisors, Inc.||Iowa City, IA||Jan 2009 - Current||9|
|James Investment Group, Inc.||Iowa City, IA||Jan 2007 - Current||11|
|James Investment Group, Inc.||Iowa City, IA||Jan 2006 - Current||12|
|Lochhaven Farm||Goldfield, IA||Jul 1985 - Current||32|
|Insurance - Non Variable||Iowa City, IA||Jul 1984 - Current||33|
|Self Employed Insurance||Iowa City, IA||Jul 1984 - Current||33|
|Raymond James Financial Services, Inc.||Iowa City, IA||Apr 1984 - Current||33|
|Support Company||Iowa City, IA||Jan 2007 - Oct 2010||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1984|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV