Karen Cole, financial advisor Ipswich MA
93 score

Karen Cole

CRD Number: 1208070
Current Firm: Ipswich Investment Management Company, Inc.

Karen Cole (CRD# 1208070) is an Investment Advisor Representative working at Ipswich Investment Management Company, Inc. in Ipswich, MA and has over 16 years of experience in the finance industry.

Similar Advisors
Christopher Grande, financial advisor Ipswich MA
Christopher Grande
CRD# 2616253
Walnut Hill Advisors, LLC
Similar Advisors
Lawrence Foster, financial advisor Ipswich MA
Lawrence S. Foster
CRD# 3090482
Woodstock Corporation
Similar Advisors
Patrick Cote, financial advisor Ipswich MA
Patrick R. Cote
CRD# 5189191
Assetgrade, LLC
Company Name Location Dates Years
Ipswich Investment Mgmt Ipswich, MA Jan 2014 - Current 4
Orion Haydenville, MA Mar 2013 - Dec 2013 < 1
Unemployed Haydenville, MA Sep 2011 - Mar 2013 1
Unemployed Burbank, CA Sep 2010 - Aug 2011 < 1
Us Trust, Bank Of America Hartford, CT Mar 2005 - Aug 2010 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2006
S65 NASAA Investment Advisors Law Examination Mar 2001
Contact Info for Karen C. Cole
Phone Number: 978-356-6333
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Karen Cole and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.