Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Allen Closser, financial advisor Irvine CA
93 score

Allen Closser

CRD Number: 1101000
Current Firm: Vertical Capital Asset Management, LLC

Allen Closser (CRD# 1101000) is an Investment Advisor Representative working at Vertical Capital Asset Management, LLC in Irvine, CA and has over 33 years of experience in the finance industry.

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Asset Planning, Inc.
Company Name Location Dates Years
Vertical Capital Securities, LLC Irvine, CA Mar 2011 - Current 5
Ari Financial Services, Inc. Leawood, KS Sep 2010 - Current 6
Vertical Capital Markets Group Irvine, CA Sep 2010 - Current 6
Unemployeed Cincinnati, OH Feb 2009 - Sep 2010 1
Ing West Chester, PA Sep 2007 - Jan 2009 1
Directed Services LLC West Chester, PA Sep 2007 - Jan 2009 1
Ing Funds Distributor, LLC Scottsdale, AZ Dec 2003 - Sep 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1983
Contact Info for Allen B. Closser
Phone Number: 866-224-9320
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

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Clean Record
This advisor has a clean track record with regulators.

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