Charles FishCRD Number: 1010653
Current Firm: Charles Fish Investments, Inc.
Charles Fish (CRD# 1010653) is an Investment Advisor Representative working at Charles Fish Investments, Inc. in Irvine, CA and has 1 year of experience in the finance industry.
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|Charles Fish Investments, Inc.||Irvine, CA||Oct 1996 - Current||20|
|Rockwater Municipal Advisors LLC||Irvine, CA||Nov 2007 - May 2009||1|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Civil Judgement
Total Assets Under Management595MILLIONS
Total Number of Accounts61ACCOUNTS
Average Account Value$9,748,743
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients