Charles Nuwer, financial advisor Irvine CA
90 score

Charles Nuwer

CRD Number: 6228556
Current Firm: Principal Securities, Inc.

Charles Nuwer (CRD# 6228556) is an Investment Advisor Representative working at Principal Securities, Inc. in Irvine, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Company Irvine, CA Jan 2015 - Current 1
Princor Financial Services Corporation Irvine, CA Jan 2015 - Current 1
The Prudential Insurance Company Of America Irvine, CA Jul 2013 - Jan 2015 1
Pruco Securities LLC Irvine, CA Jul 2013 - Jan 2015 1
Na Costa Mesa, CA Jan 2013 - Jun 2013 < 1
Itennis Pasadena, CA Jun 2010 - Dec 2012 2
Palisades Tennis Center Pacific Palisades, CA Sep 2007 - Jun 2010 2
Dynamic Memory Lab Davis, CA Apr 2004 - Aug 2007 3
University Of California, Davis Davis, CA Sep 2002 - Jun 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for Charles M. Nuwer
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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