David Ju, financial advisor Irvine CA
77 score

David Ju

CRD Number: 6147289
Current Firm: Northwestern Mutual Investment Services,llc

David Ju (CRD# 6147289) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Irvine, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Irvine, CA Feb 2013 - Current 3
Robert A. Grimm Irvine, CA Oct 2012 - Current 4
Brett J. Bissell Irvine, CA Oct 2012 - Current 4
Disney Anaheim, CA Oct 2011 - Jul 2012 < 1
University Of California, Irvine Office Of Admissions And Relati Irvine, CA Apr 2010 - Jun 2012 2
American Campus Vista Del Campo Irvine, CA Jun 2008 - Jun 2012 4
University Of California, Irvine Irvine, CA Sep 2004 - Jan 2012 7
University Of California, Irvine Student Center Irvine, CA Aug 2008 - Jun 2009 < 1
Oak Park High School Oak Park, CA Sep 2006 - Aug 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for David J. Ju
Phone Number: 866-664-7737
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
77

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