David JuCRD Number: 6147289
Current Firm: Northwestern Mutual Investment Services,llc
David Ju (CRD# 6147289) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Irvine, CA and has over 3 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Asset Planning, Inc.
|Northwestern Mutual Investment Services, LLC||Irvine, CA||Feb 2013 - Current||3|
|Robert A. Grimm||Irvine, CA||Oct 2012 - Current||4|
|Brett J. Bissell||Irvine, CA||Oct 2012 - Current||4|
|Disney||Anaheim, CA||Oct 2011 - Jul 2012||< 1|
|University Of California, Irvine Office Of Admissions And Relati||Irvine, CA||Apr 2010 - Jun 2012||2|
|American Campus Vista Del Campo||Irvine, CA||Jun 2008 - Jun 2012||4|
|University Of California, Irvine||Irvine, CA||Sep 2004 - Jan 2012||7|
|University Of California, Irvine Student Center||Irvine, CA||Aug 2008 - Jun 2009||< 1|
|Oak Park High School||Oak Park, CA||Sep 2006 - Aug 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.