Germaine Ma, financial advisor Irvine CA

Germaine Ma

CRD Number: 6244749
Current Firm: Emerson Equity LLC

Germaine Ma (CRD# 6244749) is an Investment Advisor Representative working at Emerson Equity LLC in Irvine, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Emerson Equity LLC San Mateo, CA Dec 2019 - Current 1
Equity Services Inc. Montpelier, VT Feb 2018 - Current 3
Germaine Ma Alhambra, CA Dec 2017 - Current 3
Unemployed Chino, CA Mar 2017 - Feb 2018 < 1
Jp Morgan Securities LLC Irvine, CA Nov 2014 - Mar 2017 2
Jpmorgan Chase Bank Irvine, CA Oct 2014 - Mar 2017 2
Axa Advisors, LLC Irvine, CA Oct 2013 - Oct 2014 1
Grapevine Pop Inc. Mira Loma, CA Oct 2012 - Oct 2013 1
Kcal Insurance Hacienda Heights, CA Jun 2012 - Sep 2012 < 1
Uc Santa Barbara Santa Barbara, CA Jun 2010 - Jun 2012 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2014
S65 NASAA Investment Advisors Law Examination May 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Germaine Ma
Phone Number: 650-312-0200
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States


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