Karen YiCRD Number: 6996407
Current Firm: Ameriprise Financial Services, LLC
Karen Yi (CRD# 6996407) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Irvine, CA and has over 3 years of experience in the finance industry.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Ameriprise Financial Services, Inc.||Irvine, CA||Jul 2018 - Current||4|
|Unemployed||Buena Park, CA||Nov 2017 - Jun 2018||< 1|
|24 Seven Talent||Los Angeles, CA||Aug 2017 - Oct 2017||< 1|
|Unemployed||Buena Park, CA||Feb 2017 - Jul 2017||< 1|
|Activision Publishing||Santa Monica, CA||Aug 2007 - Feb 2017||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2019|
Total Assets Under Management458,068MILLIONS
Total Number of Accounts1,860,870ACCOUNTS
Average Account Value$246,158
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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