Nicholas Socha, financial advisor Irvine CA
89 score

Nicholas Socha

CRD Number: 6255340
Current Firm: Northwestern Mutual Investment Services,llc

Nicholas Socha (CRD# 6255340) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Irvine, CA and has over 2 years of experience in the finance industry.

Similar Advisors
James Skorheim, financial advisor Irvine CA
James M. Skorheim
CRD# 6384003
Dorman Skorheim Wealth Management LLC
Score
107
Similar Advisors
Jeffrey Tilson, financial advisor Irvine CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Score
105
Similar Advisors
Ashley Bleckner, financial advisor Irvine CA
Ashley N. Bleckner
CRD# 6556257
Rs Crum Inc.
Score
103
Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Irvine, CA Dec 2014 - Current 2
Northwestern Mutual Investment Services LLC Irvine, CA Dec 2013 - Current 3
Northwestern Mutual Life Insurance Company Irvine, CA Oct 2013 - Current 3
Carl Zeiss Vision San Diego, CA Jul 2012 - Sep 2013 1
Azusa Pacific University Azusa, CA Sep 2009 - May 2012 2
Azusa Pacific University Azusa, CA Dec 2009 - Apr 2012 2
The Remington Club San Diego, CA Aug 2008 - Jan 2012 3
Hume Lake Christian Camps Hume, CA Jun 2010 - Aug 2011 1
Poway High School Poway, CA Sep 2005 - May 2009 3
Dream Dinners Poway, CA Feb 2007 - Aug 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2014
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Nicholas C. Socha
Phone Number: 866-664-7737
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.