Ralph Heckert, financial advisor Irvine CA
93 score

Ralph Heckert

CRD Number: 1229367
Current Firm: Capital Bank And Trust Company

Ralph Heckert (CRD# 1229367) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 32 years of experience in the finance industry.

Similar Advisors
James Skorheim, financial advisor Irvine CA
James M. Skorheim
CRD# 6384003
Dorman Skorheim Wealth Management LLC
Score
107
Similar Advisors
Jeffrey Tilson, financial advisor Irvine CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Score
105
Similar Advisors
Daniel Sexton, financial advisor Irvine CA
Daniel E. Sexton
CRD# 5314524
Rs Crum Inc.
Score
103
Company Name Location Dates Years
Capital Bank And Trust Company Irvine, CA Jan 2016 - Current < 1
Capital Guardian Trust Company Los Angeles, CA Jul 2002 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Aug 2009
Contact Info for Ralph E. Heckert
Phone Number: (949)975-5000
Registered State(s):
  • CA
  • DC
  • FL
  • GA
  • IL
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    30,055
    MILLIONS
  • Total Number of Accounts
    3,940
    ACCOUNTS
  • Average Account Value
    $7,628,051
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.