Ray Kim, financial advisor Irvine CA

Ray Kim

CRD Number: 4446196
Current Firm: Westpark Capital, Inc.

Ray Kim (CRD# 4446196) is an Investment Advisor Representative working at Westpark Capital, Inc. in Irvine, CA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Westpark Capital Inc. Newport Beach, CA May 2018 - Current 5
Diligent Insurance Group Irvine, CA Feb 2002 - Current 22
Newport Coast Securities Newport Beach, CA May 2010 - Aug 2016 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
S66 NASAA Uniform Combined State Law Examination May 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Ray W. Kim
Phone Number: 310-843-9300
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    35
    MILLIONS
  • Total Number of Accounts
    241
    ACCOUNTS
  • Average Account Value
    $145,848
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, HI, IL, LA, MA, MD, MI, MN, NC, NJ, NY, OH, OR, PA, TX, WI

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