Steven MoyCRD Number: 4507370
Current Firm: Voya Financial Advisors, Inc.
Steven Moy (CRD# 4507370) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Irvine, CA and has over 14 years of experience in the finance industry. Steven Moy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Asset Planning, Inc.
|Voya Financial Advisors||San Jose, CA||Sep 2014 - Current||2|
|Ing Financial Partners, Inc.||San Jose, CA||Jan 2011 - Sep 2014||3|
|Ing||San Jose, CA||Jun 2007 - Dec 2010||3|
|Ing Financial Advisers, LLC||San Jose, CA||Jun 2007 - Dec 2010||3|
|Wells Fargo Investments||San Francisco, CA||Nov 2004 - Jun 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S65||NASAA Investment Advisors Law Examination||May 2004|
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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