Thomas Seaman, financial advisor Irvine CA

Thomas Seaman

CRD Number: 1612520
Current Firm: Thomas Seaman Company

Thomas Seaman (CRD# 1612520) is an Investment Advisor Representative working at Thomas Seaman Company in Irvine, CA and has over 30 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Thomas Seaman Company Irvine, CA Sep 1996 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1994
S65 NASAA Investment Advisors Law Examination Jan 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas A. Seaman
Phone Number: 949-265-8403
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    38
    MILLIONS
  • Total Number of Accounts
    85
    ACCOUNTS
  • Average Account Value
    $449,436
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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