Ulrich Keller, financial advisor Irvine CA

Ulrich Keller

CRD Number: 1127298
Current Firm: First Foundation Advisors

Ulrich Keller (CRD# 1127298) is an Investment Advisor Representative working at First Foundation Advisors in Irvine, CA and has over 28 years of experience in the finance industry. Ulrich Keller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
First Foundation Advisors Irvine, CA Jan 1990 - Current 34
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Ulrich E. Keller
Phone Number: 949-476-0300
Firm Website: http://www.ff-inc.com/
Registered State(s):
  • CA
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    4,985
    MILLIONS
  • Total Number of Accounts
    4,177
    ACCOUNTS
  • Average Account Value
    $1,193,507
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, LA, MA, MD, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OR, PA, SC, TN, TX, UT, VA, WA

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