Vikas GoelCRD Number: 3165104
Current Firm: Westpark Capital, Inc.
Vikas Goel (CRD# 3165104) is an Investment Advisor Representative working at Westpark Capital, Inc. in Irvine, CA and has over 16 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Newport Coast Securities, Inc.||Irvine, CA||Nov 2011 - Current||6|
|Lpl Financial||Orange, CA||Jun 2009 - Sep 2011||2|
|Chase Investment Services Corp.||Anaheim Hills, CA||May 2009 - Jun 2009||< 1|
|Wm Financial Services, Inc.||Orange, CA||Dec 2005 - Jun 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2001|
|S65||NASAA Investment Advisors Law Examination||Apr 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
- Regulatory Event
Total Assets Under Management5MILLIONS
Total Number of Accounts4ACCOUNTS
Average Account Value$1,369,257
- A percentage of assets under your management