William Farrell, financial advisor Irvine CA
90 score

William Farrell

CRD Number: 5997824
Current Firm: Capital Bank And Trust Company

William Farrell (CRD# 5997824) is an Investment Advisor Representative working at Capital Bank And Trust Company in Irvine, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Bank And Trust Company Irvine, CA Jan 2016 - Current < 1
Capital Guardian Trust Company Los Angeles, CA Nov 2011 - Current 5
Unemployed Solvang, CA May 2011 - Nov 2011 < 1
Soho Asset Management Los Olivos, CA Oct 2009 - May 2011 1
M3 Multifamily, LLC Santa Barbara, CA Dec 2008 - Oct 2010 1
Martin Farrell Homes, Inc. Santa Barbara, CA Jan 1994 - Dec 2008 14
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2011
Contact Info for William M. Farrell
Phone Number: (949)975-5000
Registered State(s):
  • CA
  • DC
  • FL
  • GA
  • IL
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    30,055
    MILLIONS
  • Total Number of Accounts
    3,940
    ACCOUNTS
  • Average Account Value
    $7,628,051
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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