Yuxuan Dou, financial advisor Irvine CA

Yuxuan Dou

CRD Number: 7057776
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yuxuan Dou (CRD# 7057776) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Irvine, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine, CA Jan 2019 - Current 3
Good Deal Insurance Services Irvine, CA Nov 2018 - Dec 2018 < 1
Extended Travel Nanjing, Oct 2018 - Nov 2018 < 1
Weplay Music Academy Irvine, CA Apr 2018 - Oct 2018 < 1
Ounse Goal Commerce And Trade, Inc. Upland, CA Aug 2017 - Mar 2018 < 1
University Of California, San Diego San Diego, CA Jan 2017 - Aug 2017 < 1
Unemployed Irvine, CA Nov 2016 - Dec 2016 < 1
Class 302 Cafe Irvine, CA Mar 2016 - Nov 2016 < 1
Unemployed Irvine, CA Jan 2016 - Mar 2016 < 1
University Of California, San Diego San Diego, CA Sep 2014 - Dec 2015 1
Extended Travel Nanjing, Jun 2014 - Sep 2014 < 1
Santa Monica College Los Angeles, CA Dec 2011 - Jun 2014 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Yuxuan Dou
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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