Roger Ochs, financial advisor Irving  TX
93 score

Roger Ochs

CRD Number: 1333092
Current Firm: H.d. Vest Advisory Services, Inc.

Roger Ochs (CRD# 1333092) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Irving , TX and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
H.d. Vest Investment Services Irving, TX Jul 1999 - Current 17
H.d. Vest Advisory Services Irving, TX Mar 1995 - Current 21
H.d. Vest Investment Services Irving, TX Feb 1987 - Current 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1985
S65 NASAA Investment Advisors Law Examination May 1996
Contact Info for Roger C. Ochs
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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