Kemon Neal, financial advisor Irving TX
90 score

Kemon Neal

CRD Number: 6020260
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kemon Neal (CRD# 6020260) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Irving, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Irving, TX Oct 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irving, TX Sep 2013 - Current 3
Morgan Stanley Smith Barney Beaumont, TX Jan 2012 - Sep 2013 1
Unemployed Beaumont, TX Aug 2011 - Jan 2012 < 1
Dillards Beaumont, TX Sep 2010 - Sep 2011 1
Education Beaumont, TX May 2009 - Aug 2011 2
Unemployed Beaumont, TX Jul 2008 - May 2009 < 1
Modia Austin, TX Sep 2007 - Jul 2008 < 1
Education Austin, TX Jan 2003 - Sep 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for Kemon D. Neal
Phone Number: 800-637-7455
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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