Larry JohnsonCRD Number: 1060424
Current Firm: Sterling Financial Advisory Services, Inc.
Larry Johnson (CRD# 1060424) is an Investment Advisor Representative working at Sterling Financial Advisory Services, Inc. in Itasca, IL and has over 34 years of experience in the finance industry. Larry Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Ausdal Financial Partners||Davenport, IA||Feb 2015 - Current||2|
|Sterling Financial Advisory Services, Inc.||Itasca, IL||Feb 2012 - Current||5|
|Lpl Financial LLC||Itasca, IL||Sep 2009 - Current||8|
|Waterstone Financial Group||Itasca, IL||Oct 2002 - Sep 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
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