Larry Johnson, financial advisor Itasca IL
71 score

Larry Johnson

CRD Number: 1060424
Current Firm: Sterling Financial Advisory Services, Inc.

Larry Johnson (CRD# 1060424) is an Investment Advisor Representative working at Sterling Financial Advisory Services, Inc. in Itasca, IL and has over 33 years of experience in the finance industry. Larry Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ausdal Financial Partners Davenport, IA Feb 2015 - Current 1
Sterling Financial Advisory Services, Inc. Itasca, IL Feb 2012 - Current 4
Lpl Financial LLC Itasca, IL Sep 2009 - Current 7
Waterstone Financial Group Itasca, IL Oct 2002 - Sep 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1983
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Larry W. Johnson
Phone Number: 630-250-1416
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States


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