James Coffey (CRD# 4949184) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Knoxville, TN and has over 18 years of experience in the finance industry.
CRD# 5686846
Primerica Advisors
CRD# 4511877
Ubs Financial Services Inc.
CRD# 2790169
Silver Oak Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity | Knoxville, TN | Sep 2021 - Current | 2 |
| Unemployed | Knoxville, TN | Nov 2020 - Sep 2021 | < 1 |
| Tiaa-cref Individual & Institutional Services, LLC | Knoxville, TN | Aug 2020 - Nov 2020 | < 1 |
| Tiaa | Knoxville, TN | Aug 2020 - Nov 2020 | < 1 |
| Tiaa | Ithaca, NY | Feb 2016 - Aug 2020 | 4 |
| Tiaa-cref Individual & Institutional Services, LLC | Ithaca, NY | Feb 2016 - Aug 2020 | 4 |
| Bank Of America N.a. | Ithaca, NY | Apr 2005 - Feb 2016 | 10 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Syracuse, NY | Apr 2005 - Jan 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2005 |
- TN
- TX
-
Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
-
Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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