Erik SmithCRD Number: 5480897
Current Firm: Cambridge Investment Research Advisors, Inc.
Erik Smith (CRD# 5480897) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Jackson, MI and has over 9 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Gwn Securities Inc.
Prudential Financial Planning Services
|Cambridge Investment Research, Inc.||Fairfield, IA||Jul 2011 - Current||6|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jul 2011 - Current||6|
|Edward Jones||St.louis, MO||Jan 2008 - Jul 2011||3|
|Unemployement||Jackson, MI||Sep 2007 - Jan 2008||< 1|
|Countrywide Financial||Calabasas, CA||Jun 2007 - Sep 2007||< 1|
|Wilmington Finance||Plymouth Meeting, PA||Jun 2003 - Jun 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV