Nathan Munro (CRD# 5912317) is an Investment Advisor Representative working at J.j.b. Hilliard, W.l. Lyons, LLC in Jackson, MI and has over 6 years of experience in the finance industry.
CRD# 2494372
Ameriprise Financial Services, Inc.
Score
101
CRD# 5052430
Gwn Securities Inc.
Score
100
CRD# 1104189
Prudential Financial Planning Services
Score
96
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hilliard Lyons | Jackson, MS | Nov 2016 - Current | 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Nov 2016 | 1 |
| Morgan Stanley Smith Barney | Jackson, MI | Apr 2011 - Nov 2016 | 5 |
| Unemployed | Clarklake, MI | Jan 2011 - Apr 2011 | < 1 |
| E-commerce Enterprises, LLC | Jackson, MI | Aug 2008 - Jan 2011 | 2 |
| American Jiffy Tax | Jackson, MI | Nov 2006 - May 2009 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Criminal Record
- MI
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Total Assets Under Management7,638MILLIONS
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Total Number of Accounts24,586ACCOUNTS
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Average Account Value$310,678
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV
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