John CookCRD Number: 1411716
Current Firm: Silver Oak Securities, Inc.
John Cook (CRD# 1411716) is an Investment Advisor Representative working at Silver Oak Securities, Inc. in Jackson, TN and has over 31 years of experience in the finance industry.
Silver Oak Securities, Inc.
Silver Oak Securities, Inc.
Ftb Advisors, Inc.
|Pension Partners Retirement Network Inc.||Spartanburg, SC||Apr 2006 - Current||11|
|Cook Development, LLC||Chesnee, SC||Feb 2006 - Current||11|
|Securities America, Inc.||Spartanburg, SC||May 2005 - Current||12|
|Securities America Advisor, Inc.||Spartanburg, SC||May 2005 - Current||12|
|Hyatt Street Enterprises||Gaffney, SC||May 1987 - Current||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1986|
|S65||NASAA Investment Advisors Law Examination||Jun 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management215MILLIONS
Total Number of Accounts1,901ACCOUNTS
Average Account Value$112,986
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KY, LA, MA, MI, MO, NC, NH, NM, OH, PA, SC, TN, TX, VA, WI
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