Anthony Moas (CRD# 5963338) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tallahassee, FL and has over 10 years of experience in the finance industry.
CRD# 6823932
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1561147
Amb Wealth, LLC
CRD# 5391298
Calton & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fernandina Beach, FL | Jan 2020 - Current | 4 |
| Bank Of America, N.a. | Fernandina Beach, FL | Jan 2020 - Current | 4 |
| Lpl Financial LLC | Tallahassee, FL | May 2019 - Jan 2020 | < 1 |
| Capital City Bank | Tallahassee, FL | May 2019 - Jan 2020 | < 1 |
| Fidelity Personal And Workplace Advisors | Boston, MA | Jul 2018 - Apr 2019 | < 1 |
| Fidelity Brokerage Services LLC | Jacksonville, FL | Apr 2016 - Apr 2019 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami, FL | Jul 2011 - Apr 2016 | 4 |
| Bank Of America, N.a. | Jacksonville, FL | Jul 2013 - Mar 2016 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville, FL | Mar 2013 - Mar 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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- Educational seminars/workshops
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