Benjamin SmithersCRD Number: 6065370
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Benjamin Smithers (CRD# 6065370) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL and has over 4 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Paragon Wealth Strategies, LLC
Wealth By Empowerment
|Bank Of America, N.a.||Jacksonville, FL||Dec 2013 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Jacksonville, FL||Apr 2012 - Current||5|
|Eveson Insurance Agency||Jacksonville, FL||May 2011 - Apr 2012||< 1|
|University Of North Florida||Jacksonville, FL||May 2008 - Apr 2011||2|
|Convergence Employee Leasing||Jacksonville, FL||Mar 2008 - Apr 2011||3|
|Florida Community College Jacksonville||Jacksonville, FL||May 2005 - Apr 2008||2|
|Scott-mcrae Auto Group||Jacksonville, FL||Jan 2008 - Feb 2008||< 1|
|Randstad Usa||Atlanta, GA||Sep 2007 - Dec 2007||< 1|
|Covergence Employee Leasing||Jacksonville, FL||Apr 2007 - Aug 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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