Charles ThompsonCRD Number: 5052682
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charles Thompson (CRD# 5052682) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL and has over 15 years of experience in the finance industry.
Deutsche Bank Securities Inc.
Fidelity Personal And Workplace Advisors
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Jacksonville, FL||Mar 2019 - Current||2|
|Ameris Bank||Jacksonville, FL||Nov 2018 - Mar 2019||< 1|
|Unemployeed||Jacksonville, FL||Jul 2018 - Nov 2018||< 1|
|Fidelity Personal And Workplace Advisors||Boston, MA||Jul 2018 - Jul 2018||< 1|
|Fidelity Brokerage Services LLC||Cary, NC||Nov 2006 - Jul 2018||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2006|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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