James KetronCRD Number: 6145188
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
James Ketron (CRD# 6145188) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL and has over 3 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Paragon Wealth Strategies, LLC
Wealth By Empowerment
|Bank Of America, N.a.||Jacksonville, FL||Mar 2014 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Jacksonville, FL||Mar 2013 - Current||4|
|Waddell & Reed||Jacksonville, FL||Dec 2012 - Feb 2013||< 1|
|Unemployed||Jacksonville, FL||May 2012 - Dec 2012||< 1|
|Roig Tutan Rosenberg And Zlotnick||Deerfield Beach, FL||Aug 2011 - May 2012||< 1|
|Legal Search Solutions||Boca Raton, FL||Jul 2011 - Aug 2011||< 1|
|Unemployed||Jacksonville, FL||Dec 2010 - Jul 2011||< 1|
|Something About Nails||Boynton Beach, FL||Nov 2010 - Mar 2011||< 1|
|Aquatic Systems Inc.||Pompano Beach, FL||Dec 2010 - Jan 2011||< 1|
|Unemployed||N/a, CO||Jul 2009 - Nov 2010||1|
|J & K Construction||Lexington, KY||Jan 2008 - Jul 2009||1|
|Unemployed||Lexington, KY||Jun 2007 - Jan 2008||< 1|
|Attending Law School||N/a, MI||Aug 2005 - Jun 2007||1|
|Thomas Cooley Law School||Lansing, MI||Aug 2005 - Jun 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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