Lance Hopper, financial advisor Jacksonville FL
56 score

Lance Hopper

CRD Number: 6053943
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lance Hopper (CRD# 6053943) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL and has over 2 years of experience in the finance industry.

Similar Advisors
Daniel Orlovsky, financial advisor Jacksonville FL
Daniel J. Orlovsky
CRD# 1961196
Northwestern Mutual Investment Services,llc
Score
108
Similar Advisors
Michelle Ash, financial advisor Jacksonville FL
Michelle L. Ash
CRD# 4561598
Paragon Wealth Strategies, LLC
Score
103
Similar Advisors
Katie Burke, financial advisor Jacksonville FL
Katie G. Burke
CRD# 4962228
Wealth By Empowerment
Score
103
Company Name Location Dates Years
Bank Of America, N.a. Jacksonville, FL Aug 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville, FL Jul 2014 - Current 2
Principal Financial Group Jacksonville, FL Nov 2012 - Jun 2014 1
Bank Of America N.a Jacksonville, FL Jun 2012 - Dec 2012 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville, FL Apr 2012 - Dec 2012 < 1
Unemployed Jacksonville, FL Aug 2011 - Apr 2012 < 1
Whitecap Construction Supply Jacksonville, FL Jun 2011 - Aug 2011 < 1
Tampa International Forest Products Tampa, FL Jul 2010 - Jun 2011 < 1
Ritz-carlton Amelia Island, FL Mar 2010 - Jul 2010 < 1
Unemployed Fernandina Beach, FL Nov 2009 - Mar 2010 < 1
Boisaisedemontreal Jacksonville, FL Sep 2009 - Nov 2009 < 1
Atlantic Mtg Fernandina Beach, FL Aug 2008 - Sep 2009 1
Unemployed Dallas, TX Nov 2007 - Aug 2008 < 1
Capital Lumber Dallas, TX Mar 2007 - Nov 2007 < 1
Boise Distribution Dallas, TX Sep 2003 - Mar 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
S63 Uniform Securities State Law Examination Jun 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Lance Hopper
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
56

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.