Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Richard Brock, financial advisor Jacksonville FL
93 score

Richard Brock

CRD Number: 3135597
Current Firm: Lba Wealth Management, LLC

Richard Brock (CRD# 3135597) is an Investment Advisor Representative working at Lba Wealth Management, LLC in Jacksonville, FL and has over 18 years of experience in the finance industry.

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Wealth By Empowerment
Company Name Location Dates Years
Lba Wealth Management, LLC Jacksonville, FL Jun 1999 - Current 17
Lba Retirement Plan Services, LLC Jacksonville, FL Feb 1999 - Current 17
Lba Certified Public Accountants P.a. Jacksonville, FL Jan 1976 - Current 40
Bbva Wealth Solutions Inc. Houston, TX Oct 2010 - Mar 2014 3
St. Johns Investment Management Company Jacksonville, FL Nov 1998 - Oct 2010 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 1998
Contact Info for Richard D. Brock
Phone Number: 904.396.4015
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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