Richard Dwyer, financial advisor Jacksonville FL
73 score

Richard Dwyer

CRD Number: 1862581
Current Firm: Sgl Financial, LLC

Richard Dwyer (CRD# 1862581) is an Investment Advisor Representative working at Sgl Financial, LLC in Jacksonville, FL and has over 7 years of experience in the finance industry.

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Wealth By Empowerment
Company Name Location Dates Years
Sgl Financial, LLC Buffalo Grove, IL Apr 2016 - Current 1
Argallus, Inc. Boca Raton, FL Jan 2014 - Current 4
Argallus Wealth Advisors, Inc. Boca Raton, FL Sep 2012 - Current 5
Voya Financial Advisors Jacksonville, FL Oct 2014 - Apr 2016 1
Argallus Retirement Services Boca Raton, FL May 2014 - Oct 2014 < 1
Resource Horizons Group, LLC Marietta, GA Nov 2013 - Sep 2014 < 1
Bright Owl Investment Advisors Kentwood, MI Jun 2014 - Jul 2014 < 1
Argallus Wealth Management, Inc. Boca Raton, FL Mar 2012 - Feb 2014 1
Resource Horizons Group,l.l.c. Marietta, GA Mar 2012 - Jun 2013 1
Resource Horizons Investment Advisory, Inc. Marietta, GA Mar 2012 - Jun 2013 1
First Command Financial Services, Inc. Fort Worth, TX Jan 2011 - Mar 2012 1
First Command Financial Planning, Inc. Fort Worth, TX Jan 2011 - Mar 2012 1
Unemployed Palm Coast, FL Jan 2010 - Jan 2011 1
Greenstone Builders, Inc. Asheville, NC Dec 2005 - Dec 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2011
S65 NASAA Investment Advisors Law Examination Mar 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Richard R. Dwyer
Phone Number: 888-245-2388
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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