Richard DwyerCRD Number: 1862581
Current Firm: Sgl Financial, LLC
Richard Dwyer (CRD# 1862581) is an Investment Advisor Representative working at Sgl Financial, LLC in Jacksonville, FL and has over 7 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Paragon Wealth Strategies, LLC
Wealth By Empowerment
|Sgl Financial, LLC||Buffalo Grove, IL||Apr 2016 - Current||2|
|Argallus, Inc.||Boca Raton, FL||Jan 2014 - Current||4|
|Argallus Wealth Advisors, Inc.||Boca Raton, FL||Sep 2012 - Current||5|
|Voya Financial Advisors||Jacksonville, FL||Oct 2014 - Apr 2016||1|
|Argallus Retirement Services||Boca Raton, FL||May 2014 - Oct 2014||< 1|
|Resource Horizons Group, LLC||Marietta, GA||Nov 2013 - Sep 2014||< 1|
|Bright Owl Investment Advisors||Kentwood, MI||Jun 2014 - Jul 2014||< 1|
|Argallus Wealth Management, Inc.||Boca Raton, FL||Mar 2012 - Feb 2014||1|
|Resource Horizons Group,l.l.c.||Marietta, GA||Mar 2012 - Jun 2013||1|
|Resource Horizons Investment Advisory, Inc.||Marietta, GA||Mar 2012 - Jun 2013||1|
|First Command Financial Services, Inc.||Fort Worth, TX||Jan 2011 - Mar 2012||1|
|First Command Financial Planning, Inc.||Fort Worth, TX||Jan 2011 - Mar 2012||1|
|Unemployed||Palm Coast, FL||Jan 2010 - Jan 2011||1|
|Greenstone Builders, Inc.||Asheville, NC||Dec 2005 - Dec 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2011|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management83MILLIONS
Total Number of Accounts1,049ACCOUNTS
Average Account Value$78,870
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AR, CA, CO, CT, DE, FL, IA, IL, IN, LA, MI, NH, NJ, OH, OK, OR, TN, TX, VA, WI
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