James Toth, financial advisor Jamesburg NJ

James Toth

CRD Number: 1241042
Current Firm: Mml Investors Services, LLC

James Toth (CRD# 1241042) is an Investment Advisor Representative working at Mml Investors Services, LLC in Jamesburg, NJ and has over 37 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Mass Mutual Life Insurance Company Jamesburg, NJ Jan 1998 - Current 26
Mml Investors Services, Inc. Jamesburg, NJ Feb 1988 - Current 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1987
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James W. Toth
Phone Number: (413)737-8400
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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